FINMA application assistance in Switzerland

March 14, 2023

FINMA (Swiss Financial Market Supervisory Authority) is the monetary adjuster of Switzerland. It is accountable for ensuring the stability and integrity of the country’s monetary system, as well as protecting depositors and customers. FINMA plays an important role in the financial industry, and it is important for firms operating in this industry to comply with FINMA’s regulations.

Applying for FINMA authorization can be a complex and time-consuming process. It requires a thorough understanding of FINMA’s regulations and requirements, as well as a detailed knowledge of the applicant’s business operations. This is where FINMA application assistance can be extremely valuable.

FINMA application assistance is a service offered by a number of firms in country that specialize in helping companies to navigate the FINMA authorization process. These firms have expert knowledge of FINMA’s regulations and requirements, and can provide valuable guidance and support to companies seeking FINMA authorization.

Benefits of obtaining

There are several benefits to working with a FINMA application assistance provider. Firstly, these firms can help to ensure that the application process runs smoothly and efficiently. They can assist with the preparation of the application documents, ensuring that they meet FINMA’s requirements and are submitted in a timely manner.

Secondly, FINMA application assistance providers can help companies to understand and comply with FINMA’s regulations. FINMA’s regulations can be complex and difficult to understand, but these firms have expert knowledge of the regulations and can provide guidance on how to comply with them.

Thirdly, FINMA application assistance providers can help companies to prepare for the authorization process. They can assist with the development of internal policies and processes, and can provide training to staff to ensure that they are fully prepared for the authorization process.

Finally, FINMA license assistance providers can provide ongoing support to companies after they have received FINMA authorization. They can assist with ongoing compliance monitoring and reporting, and can supply guidance on any changes to FINMA’s controlations that may impact the company.

In conclusion, FINMA application assistance can be extremely valuable for companies operating in the Swiss financial industry. These firms have expert knowledge of FINMA’s regulations and requirements, and can provide valuable guidance and support throughout the authorization process. By working with a FINMA application assistance provider, companies can ensure that they comply with FINMA’s regulations, and can operate with confidence in the Swiss monetary industry.

How can we help?

Our support to become fully licensed involves a careful assessment of your organisation, the strategic objectives and where you would like to go with your business. Based on our full and comprehensive understanding of your strategy we will support you in the definition of a target operating model which will satisfy all control requirements and expectations of the target investor group you are approaching. The target operating model may include additional modules from the Assetbox, or it can be flexibly combined with existing or preferred external suppliers.

Our services

  • Support in target operating model definition.
  • Set up the operating model including all relevant documents, policies, procedures, contracts, guidelines and checklists.
  • Prepare your licence application.
  • Select and work together with the application auditor to produce the application audit report.
  • Coordination and communication with FINMA.
  • Take care of any follow up request from FINMA.

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